The following disclosures relate to relationships between The Goldman Sachs Group, Inc. (with its affiliates, "Goldman Sachs") and companies covered by Goldman Sachs Global Investment Research and referred to in research products.
Company specific regulatory disclosures
- Goldman Sachs is acting as a manager or co-manager of a pending underwriting.
- Goldman Sachs beneficially owned 1% or more of common equity (excluding positions managed by affiliates and business units not required to be aggregated under US securities law) as of the month end preceding this report.
- Goldman Sachs beneficially owned 1% or more of common equity (excluding positions managed by affiliates and business units not required to be aggregated under US securities law) as of the second most recent month end.
- Goldman Sachs beneficially owned 5% or more of common equity (excluding positions managed by affiliates and business units not required to be aggregated under US securities law) as of the month end preceding this report.
- Goldman Sachs beneficially owned 5% or more of common equity (excluding positions managed by affiliates and business units not required to be aggregated under US securities law) as of the second most recent month end.
- Due to ownership, board representation and/or other relationships, Goldman Sachs may be deemed to be in a control relationship with the issuer.
- Goldman Sachs has a principal investment.
- Goldman Sachs has received compensation for investment banking services in the past 12 months.
- Goldman Sachs expects to receive or intends to seek compensation for investment banking services in the next 3 months.
- Goldman Sachs has received compensation for non-investment banking services during the past 12 months.
- Goldman Sachs had an investment banking services client relationship during the past 12 months.
- Goldman Sachs had a non-investment banking securities-related services client relationship during the past 12 months.
- Goldman Sachs had a non-securities services client relationship during the past 12 months.
- Goldman Sachs has managed or co-managed a public or Rule 144A offering in the past 12 months.
- A director and/or employee of Goldman Sachs is a director.
- A director of the covered company is a director of Goldman Sachs.
- Goldman Sachs makes a market in the securities or derivatives thereof.
- Goldman Sachs is a specialist in the relevant securities and will at any given time have an inventory position, "long" or "short," and may be on the opposite side of orders executed on the relevant exchange.
- Goldman Sachs International acts as corporate broker to.
- Goldman Sachs holds a position greater than U.S. $15 million (or equivalent) in the debt or debt instruments of.
- Goldman Sachs owned a net short position exceeding 0.5% of the total issued share capital as of the end of the trading day two trading days prior to the date of this report.
- Goldman Sachs owned a net long position exceeding 0.5% of the total issued share capital as of the end of the trading day two trading days prior to the date of this report.
- Goldman Sachs (Asia) L.L.C., Seoul Branch beneficially owned 1% or more of common equity and common equity linked securities required to be aggregated under Korean securities law (excluding positions held by affiliates of Goldman Sachs (Asia) L.L.C., Seoul Branch) as of the close of business two business days prior to the current date.
- Goldman Sachs (Asia) L.L.C., Seoul Branch beneficially owned 5% or more of common equity and common equity linked securities required to be aggregated under Korean securities law (excluding positions held by affiliates of Goldman Sachs (Asia) L.L.C., Seoul Branch) and therefore, has suspended research coverage.